Introduction to Risk and Control Matrices for Internal Audit/SOX/Assurance February 28, 2013

Short Description:

This SOX regulatory compliance training will focus on the risk identification and analysis process and its control matrices. It will also discuss the role of senior management in an organization in risk mitigation and management.

Long Description:

Process risk analysis can be used for SOX Compliance or internal Audit projects. However, it is also very useful in ensuring that risks are properly mitigated and in determining the key controls in your business process to allow active board and senior management oversight. This session will consider the steps that need to be taken in developing an effective risk and control matrix that can be used within a business either as a SOX compliance or audit tool or more widely as a valuable management oversight assist.

This SOX compliance webinar will discuss the types of risks, risk analysis methods and the role of management in risk identification and control. It will highlight the documentation requirements specific to risk and control matrices. This session will help attendees in establishing a risk analysis and management process within their organization in order to meet SOX compliance, as well as internal and external audit requirements.

Following topics will be covered in this webinar:

• Types of risk.
• Risk and control identification- the role of management.
• Process risk analysis
• Template for a risk and control matrix
• Risks of material misstatement and fraud.
• Documentation requirements specific to Risk and Control Matrices.

Official Website: http://www.complianceonline.com/ecommerce/control/trainingFocus/~product_id=702769?channel=yahooevent